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CFA Institute

Other · Belgium

2
positions filed
in the 583 files tracked
2
legislative files
of 583 tracked
1
with a full position paper
attached to a submission

Counts here are a floor, never a total: they cover the 583 consultation files tracked so far (42,224 submissions, mostly 2025–26), so an organization's real filing history is larger, not smaller.

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Their record over time

CFA Institute filed 2 positions between 10 Sept 2020 and 18 May 2021, across 2 of the 583 legislative files tracked here, attaching a full position paper 1 time.

2020 · 1 filed2021 · 1 filed

What they argued

Capital markets – research on small and mid-sized companies and fixed income (updated rules in light of the COVID-19 pandemic)filed 10 Sept 2020source

CFA Institute welcomes the opportunity to provide its views on the proposed changes to the investment research rules under the MiFID II regulatory framework. CFA Institute has some reservation about the generalized relaxation approach and, in particular, the proposal of exempting unbundling of investment research for small and medium caps, including fixed-income research.

Retail Investment Strategyfiled 18 May 2021PDFsource

Currently, investor protection rules are set out in a number of sector specific legislative instruments at EU level, while general consumer protection frameworks remain under national rules. In order to better reflect the variety of issues across member states, it would be useful to target especially retail investors responses to the consultation. Could this be done through the traditional consultation process?

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Turns up on the same files

Organizations that also filed on at least two of the same consultations. A shared interest in the same dossiers — not evidence of coordination, and we do not suggest any.

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