Regulation (EU) 2019/2033COM(2017)790

Review of the appropriate prudential treatment for investment firms

Stage: In force, reached 5 Dec 2019
In force: In force since 25 Dec 2019 · CELEX 32019R2033
Procedure: Regulation
Lead DG: DG FISMA
Last activity: 5 Dec 2019

3 entries · record as of 14 Sept 2026

Where it stands

Latest: Published in the Official Journal, 5 Dec 2019.

19 Apr 2017
- Inception impact assessment closed: Review of the appropriate prudential treatment for investment firms, 8 responses · Commission
8 Mar 2018
- Feedback on adopted proposal closed: Review of the appropriate prudential treatment for investment firms, 9 responses · Commission
5 Dec 2019
- Published in the Official Journal

8 acts

Delegated and implementing acts beneath it

By status: 8 published.

Act	Kind	Status	Adoption
Commission Implementing Regulation (EU) 2025/2159	Implementing · Regulation	Published
Commission Delegated Regulation (EU) 2024/1771	Delegated · Regulation	Published	Q1 2024
Commission Delegated Regulation (EU) 2022/1455	Delegated · Regulation	Published	Q2 2021
Commission Delegated Regulation (EU) 2022/1159	Delegated · Regulation	Published	Q1 2022
Commission Implementing Decision (EU) 2021/844	Delegated · Regulation	Published	Q2 2021
Commission Implementing Regulation (EU) 2021/850	Delegated · Regulation	Published	Q2 2021
Commission Implementing Decision (EU) 2021/845	Delegated · Regulation	Published	Q2 2021
Commission Implementing Decision (EU) 2021/856	Delegated · Regulation	Published	Q2 2021

Titles link to EUR-Lex where the act has been published.

1 consultation

Consultations on it

The Commission's Have Your Say consultations linked to this file. Each title opens on the Commission's portal.

Consultation	Feedback deadline	Feedback received
Review of the appropriate prudential treatment for investment firms	8 Mar 2018	42

Summary

Generated

Regulation (EU) 2019/2033 sets uniform prudential requirements for investment firms, covering own funds, concentration risk, liquidity, reporting and disclosure. It applies since 26 June 2021. Large firms meeting the EUR 15 billion asset threshold fall under the CRR regime instead. The act is in force and binding in all Member States.

What the workspace adds on this file

Everything above is the public record. Subscribers see this page with their own layer on top.

Why it matters to you

What this file means for your organization, assessed against your own priorities.

What moved

When this file moves, it reaches your own briefing, with a link to its source.

Your contacts on it

Your team's contacts logged against this file: who you met, what was said and the next step.

A first draft

A statement, a member update or a meeting brief on this file, in your organization's voice, with its sources.

Sources: EUR-Lex. Record as of 14 Sept 2026. Something wrong on this page? Report an error.

Request access

See this file with your own layer on top: why it matters to you, your contacts on it and a first draft. We’ll schedule a 20-minute walkthrough.

EU-hosted · GDPR-compliant · Trust Center →

By submitting, you agree to our privacy policy.