2017/0358(COD)COM(2017)791

Investment Firms Prudential Supervision Directive

Proposal for a DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the prudential supervision of investment firms and amending Directives 2013/36/EU and 2014/65/EU

Stage: In force, reached 5 Dec 2019
In force: In force since 25 Dec 2019 · CELEX 32019L2034
Transposition deadline: 26 Mar 2020
Procedure: Directive · Ordinary legislative procedure
Last activity: 25 Dec 2019

10 acts

Delegated and implementing acts beneath it

By status: 10 published.

Act	Kind	Status	Adoption
Commission Implementing Regulation (EU) 2023/2526	Implementing · Regulation	Published
Commission Delegated Regulation (EU) 2023/1668	Delegated · Regulation	Published	Q2 2023
Commission Delegated Regulation (EU) 2023/1651	Delegated · Regulation	Published	Q2 2023
Commission Implementing Regulation (EU) 2023/1119	Implementing · Regulation	Published
Commission Delegated Regulation (EU) 2023/1118	Delegated · Regulation	Published	Q2 2022
Commission Delegated Regulation (EU) 2023/1117	Delegated · Regulation	Published	Q2 2022
Commission Implementing Regulation (EU) 2022/389	Implementing · Regulation	Published
Commission Delegated Regulation (EU) 2021/2153	Delegated · Regulation	Published	Q2 2021
Commission Delegated Regulation (EU) 2021/2154	Delegated · Regulation	Published	03/2021
Commission Delegated Regulation (EU) 2021/2155	Delegated · Regulation	Published	03/2021

Titles link to EUR-Lex where the act has been published.

13 documents

Documents

Newest first. Each opens at its source.

Report · A8-0295/2018Parliament
Text adopted · Corrigendum to final act 32019L2034R(02)Commission
Text adopted · Directive 2019/2034Commission
Agenda · GEDA/A/(2019)002699Parliament
OJ C 378 19.10.2018, p. 0005Commission
Text adopted · OJ L 314 05.12.2019, p. 0064Commission
Text adopted · OJ L 405 02.12.2020, p. 0084Commission
Report · PE619.409Parliament
Committee opinion · PE621.063Parliament
Amendments · PE623.597Parliament
Agenda · PE637.298Parliament
Text adopted · SP(2019)440Parliament
Text adopted · T8-0377/2019Parliament

Summary

Generated

Directive (EU) 2019/2034 sets prudential supervision rules for investment firms, covering initial capital (EUR 75,000–750,000), supervisory powers, and publication requirements. Member States applied it from 26 June 2021. It affects all investment firms authorized under MiFID II, with some exemptions for commodity dealers and small firms.

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Sources: EP Legislative Observatory · EU Law Tracker · EUR-Lex. Record as of 30 Sept 2026. Something wrong on this page? Report an error.

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